by Adam Glazer | Nov 22, 2022 | Patomak Post
SEC staff issued an FAQ regarding consideration of diversity, equity, and inclusion factors by investment advisers when selecting or recommending other investment advisers in compliance with an adviser’s fiduciary duty. The FAQ raises more questions than answers. On...
by Adam Glazer and Adam Schreiber | Aug 9, 2022 | Patomak Post
“We took over this station because the SEC wants to hear from investors like you.” [1] For nearly two months, commuters at Washington D.C.’s Union Station — just steps from the SEC’s offices — were treated to an unusual barrage of Grayscale advertisements. The ads...
by Paul Atkins, Adam Glazer and Chris Beckmann | Mar 22, 2022 | Patomak Post
Background On 21 March, the U.S. Securities and Exchange Commission (“SEC”) held an open meeting to consider proposed rules which would require public companies to disclose additional climate-related information. The agency voted to officially propose the rules in a...
