by Dan Gallagher | Jul 28, 2016 | In the News, Newsroom, U.S. Regulatory Update
As part of our Kurtosys Insights series, we caught up with Dan to get his views on the effects of the DOL’s Fiduciary ruling, a potential Trump presidency, the UK’s “Brexit” and Blockchain technology. Here’s what he had to say:Can you help us explain how the DOL...
by Dan Gallagher | Jun 21, 2016 | Patomak Post
The Securities and Exchange Commission (SEC) states that its mission is “to protect investors, maintain fair, orderly, and efficient markets, and facilitate capital formation.” Former SEC commissioner Dan Gallagher addressed the SEC’s recent activities...
by Dan Gallagher | Jun 8, 2016 | Opinion, U.S. Regulatory Update
Global Regulatory Standardization: A Critical ViewBanking PerspectiveBy Dan Gallagher, Patomak Global PartnersIntroduction: Regulatory harmonization sounds like a noble goal. But instead of facilitating cooperation among regulators from different jurisdictions, it has...
by Dan Gallagher | May 17, 2016 | Testimony, U.S. Regulatory Update
U.S. House Financial Services Subcommittee on Capital Markets and Government Sponsored EnterprisesHearing on “Legislative Proposals to Enhance Capital Formation, Transparency, and Regulatory Accountability” Dan GallagherPatomak President Dan...
by Dan Gallagher | Apr 14, 2016 | In the News, Newsroom, Opinion
Public-policy advocacy is essential for building shareholder value in corporations.April 14, 2016 3:06 p.m. ETFor the past several years, a small group of politically motivated investors has submitted corporate proxy proposals related to lobbying and public-policy...
