by Jill Sommers, Jamila Piracci, Sudhir Jain and Nick Grose | Nov 15, 2022 | Patomak Post
CFTC and NFA have issued more than 15 enforcement orders against swap dealers in 2022. Five key pitfalls stand out as a common denominator: failure to report to Swap Data Repositories, failure to provide sufficient disclosures to counterparties, failure to diligently...
