by Patomak Global Partners | Sep 13, 2022 | U.S. Regulatory Update
13 September 2022 Securities and Exchange Commission SEC Chair Gensler Delivers Remarks on Crypto Regulation On 8 September, SEC Chair Gary Gensler delivered remarks at SEC Speaks 2022 on the application of the securities laws to cryptocurrency. Gensler reiterated...
by Patomak Global Partners | Sep 7, 2022 | U.S. Regulatory Update
7 September 2022 Securities and Exchange Commission SEC Charges Investment Adviser and Executives in Fraud Scheme On 30 August, the SEC charged Malta-based registered investment adviser Standard Advisory Services Limited and two of its executives for defrauding...
by Patomak Global Partners | Sep 6, 2022 | Patomak Post
From September 8 – 9, the Practicising Law Institute (PLI), in cooperation with the U.S. Securities and Exchange Commission (SEC), will host The SEC Speaks program. This two-day event provides essential updates on the current initiatives and priorities of the...
by Patomak Global Partners | Aug 30, 2022 | U.S. Regulatory Update
30 August 2022 Securities and Exchange Commission SEC Publishes Draft Strategic Plan for Fiscal Years 2022-2026 On 24 August, the SEC released for public comment a draft strategic plan for fiscal years 2022 to 2026. The draft plan would establish three primary goals...
by Patomak Global Partners | Aug 23, 2022 | U.S. Regulatory Update
23 August 2022 Securities and Exchange Commission SEC Sues Dragonchain for 2017 Dragon Token Presale and ICO On 16 August, the SEC announced that it had charged Dragonchain Inc. founder John Joseph Roets and affiliated entities for their roles in raising $16.5 million...
