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Key Trends in U.S. Financial Regulation

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Expertise Area: Strategy & Advisory
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First Healthcare Derivatives Market Approved by the CFTC

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Expertise Area: Strategy & Advisory
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CFPB Regulatory Agenda Points to Activity to Come in 2024

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Expertise Area: Strategy & Advisory
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FINRA Seeks Comment on its Proposed Liquidity Risk Management Rule

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Expertise Area: Risk Management & Compliance, Strategy & Advisory
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Federal Reserve’s Instant Payment Service Has Arrived

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Expertise Area: Strategy & Advisory
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SEC Set to Finalize Rules on Outsourcing by Registered Investment Advisers and Potentially Move Further Into Internet-Based RIA Ecosystem

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Expertise Area: Risk Management & Compliance, Strategy & Advisory
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OCC Releases Guidance on Cybersecurity Supervision

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Expertise Area: Risk Management & Compliance
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Firms Need to Weigh in on CFTC Notice of Proposed Rulemaking for Risk Management Requirements

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Expertise Area: Risk Management & Compliance
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Federal Banking Regulators Release Final Guidance on Third-Party Risk Management

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Expertise Area: Risk Management & Compliance, Strategy & Advisory
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FinCEN Assesses Civil Money Penalty Against First Trust Company for BSA Violations  

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Expertise Area: Risk Management & Compliance, Strategy & Advisory
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