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SEC Increases Oversight of Registered Investment Advisers

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Expertise Area: Strategy & Advisory, Risk Management & Compliance
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SEC Adopts Additional Disclosure Requirements for Private Funds

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Expertise Area: Strategy & Advisory
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Blog | Patomak Analysis

Proposed FSOC Guidance Could Lead to Bank-like Regulation for Asset Managers, Private Funds, and Non-bank Mortgage Companies – as well as New Federal Regulatory Frameworks for Digital Assets and Payment Activities

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Expertise Area: Strategy & Advisory, Risk Management & Compliance
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How to Fix a Failing Bank: A Comparison of Recent Approaches

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Expertise Area: Strategy & Advisory
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OCC, FDIC Provide Guidance on Overdraft Fees

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Expertise Area: Risk Management & Compliance
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The Risks, Rewards, and Impact of AI Technology on the Financial Services Industry

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Expertise Area: Strategy & Advisory, Risk Management & Compliance
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Key Factors Leading to SVB’s Failure – Part 1: Poor Risk Management

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Expertise Area: Strategy & Advisory
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When Is Saying ‘No to Anti-Competitive Mergers’ Actually Anti-Competitive?

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Expertise Area: Strategy & Advisory
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The SVB Failure: Regulatory Response and Risk Management Considerations

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Expertise Area: Risk Management & Compliance
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Federal Reserve Hardens Stance Towards Crypto, Denies Bank Membership

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Expertise Area: Strategy & Advisory
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