by Patomak in the News | Nov 14, 2017 | Client Alert, U.S. Regulatory Update
Back to Newsroom By Paul AtkinsThe Department of the Treasury recently released a 163-page report on regulation of the asset management and insurance industries (“Treasury Report” or “Report”) pursuant to President Trump’s February Executive Order regarding his “Core...
by Patomak in the News | Oct 11, 2017 | Client Alert, U.S. Regulatory Update
Back to Newsroom The Department of Treasury’s newly released 220-page report on reforming capital markets regulation should give investors, consumers, workers, small businesses, and the financial industry alike reason for optimism. After eight years of anemic economic...
by Paul Atkins | Jul 17, 2017 | Client Alert, In the News, Newsroom, Opinion, U.S. Regulatory Update
Back to Newsroom A Regulatory Philosophy At LastBy Paul AtkinsSEC Chairman Jay Clayton recently delivered a highly encouraging maiden-run speech at the Economic Club of New York that set forth a fundamental roadmap for his tenure at the SEC. The ultimate outcome...
by Patomak in the News | May 1, 2017 | Client Alert, U.S. Regulatory Update
Back to Newsroom Tune in at 1:45pm Eastern to hear Patomak CEO Paul Atkins give his take on the Trump Administration’s financial markets regulatory reform efforts at the Milken Institute Global Conference.Atkins is part of the First 100 Days–and the Next 1,000...
by Patomak in the News | Feb 27, 2017 | Client Alert
Back to Newsroom The Securities and Exchange Commission’s Division of Investment Management recently issued guidance for investment advisers about the use of robo-advisers, including suggestions on how to fulfill disclosure, suitability, and compliance requirements...
by Patomak in the News | Jan 13, 2017 | Client Alert
Back to Newsroom Securities and Exchange Commission Details Exam Priorities in 2017The Securities and Exchange Commission’s Office of Compliance Inspections and Examinations recently released its 2017 priorities. This year’s areas of focus include examining for...
