CFTC Rulemakings

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CFTC Rulemakings list



Final Rule: Aggregation of Positions



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Final Rule: Chief Compliance Officer Annual Report Requirements for Futures Commission Merchants, Swap Dealers, and Major Swap Participants; Amendments to Filing Dates



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Final Rule: Clearing Requirement Determination Under Section 2(h) of the Commodity Exchange Act for Interest Rate Swaps



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Final Rule: Amendments to Swap Data Recordkeeping and Reporting Requirements for Cleared Swaps



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Margin Requirements for Uncleared Swaps for Swap Dealers and Major Swap Participants-Cross-Border Application of the Margin Requirements



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Final Rule and Interim Final Rule: Margin Requirements for Uncleared Swaps for Swap Dealers and Major Swap Participants



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Final Rule: Exclusion of Utility Operations-Related Swaps With Utility Special Entities From De Minimis Threshold for Swaps With Special Entities



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Final Rule: Prohibitions and Restrictions on Proprietary Trading and Certain Interests in, and Relationships with, Hedge Funds and Private Equity Funds



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Final Rule: Derivatives Clearing Organizations and International Standards 



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Final Rule: Protection of Collateral of Counterparties to Uncleared Swaps; Treatment of Securities in a Portfolio Margining Account in a Commodity Broker Bankruptcy



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Final Rule: Swap Dealers and Major Swap Participants; Clerical or Ministerial Employees



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Final Rule: Clearing Exemption for Certain Swaps Entered Into by Cooperatives



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Final Rule: Harmonization of Compliance Obligations for Registered Investment Companies Required To Register as Commodity Pool Operators



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Final Rule: Enhanced Risk Management Standards for Systemically Important Derivatives Clearing Organizations



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Final Rule: Process for a Designated Contract Market or Swap Execution Facility To Make a Swap Available to Trade, Swap Transaction Compliance and Implementation Schedule, and Trade Execution



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Final Rule: Core Principles and Other Requirements for Swap Execution Facilities



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Procedures To Establish Appropriate Minimum Block Sizes for Large Notional Off-Facility Swaps and Block Trades



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Final Rule: Reassignment of Commission Staff Responsibilities and Delegations of Authority



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Final Rule: Delegation of Authority To Disclose Confidential Information to a Contract Market, Registered Futures Association or Self-Regulatory Organization



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Final Rule: Clearing Exemption for Swaps Between Certain Affiliated Entities



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Final Rule: Dual and Multiple Associations of Persons Associated With Swap Dealers, Major Swap Participants and Other Commission Registrants



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Final Rule: Order Exempting, Pursuant to Authority of the Commodity Exchange Act, Certain Transactions Between Entities Described in the Federal Power Act, and Other Electric Cooperatives



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Final Rule: Adaptation of Regulations To Incorporate Swaps-Records of Transactions



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Final Rule: Clearing Requirement Determination Under Section 2(h) of the CEA



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Final Rule: Amendments to Commodity Pool Operator and Commodity Trading Advisor Regulations Resulting From the Dodd-Frank Act



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Final Rule: Registration of Intermediaries



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Final Rule: Swap Transaction Compliance and Implementation Schedule: Clearing Requirement Under Section 2(h) of the CEA



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Final Rule: End-User Exception to the Clearing Requirement for Swaps



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Final Rule: Core Principles and Other Requirements for Designated Contract Markets



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Final Rule: Swap Data Recordkeeping and Reporting Requirements: Pre-Enactment and Transition Swaps



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