Joint Rulemakings Back to Regulatory Research Home Joint Rulemakings Dec 24, 2014 Final Rule: Credit Risk Retention Dec 24, 2014 Dec 24, 2014 Jan 31, 2014 Interim Final Rule: Treatment of Certain Collateralized Debt Obligations Backed Primarily by Trust Preferred Securities with Regard to Prohibitions and Restrictions on Certain Interests … Jan 31, 2014 Jan 31, 2014 Apr 19, 2013 Joint Final Rule: Identity Theft Red Flags Rules Apr 19, 2013 Apr 19, 2013 Aug 13, 2012 Joint Final Rule: Further Definition of ‘‘Swap,’’ ‘‘Security-Based Swap,’’ and ‘‘Security-Based Swap Agreement’’; Mixed Swaps; Security-Based Swap Agreement Recordkeeping Aug 13, 2012 Aug 13, 2012 May 23, 2012 Joint Final Rule and Interim Final Rule: Further Definition of ‘‘Swap Dealer,’’ ‘‘Security-Based Swap Dealer,’’ ‘‘Major Swap Participant,’’ ‘‘Major Security-Based Swap Participant’’ and … May 23, 2012 May 23, 2012 Jan 31, 2012 Final Rule: Prohibitions and Restrictions on Proprietary Trading and Certain Interests in, and Relationships With, Hedge Funds and Private Equity Funds Jan 31, 2012 Jan 31, 2012 Nov 16, 2011 Final Rule: Reporting by Investment Advisers to Private Funds and Certain Commodity Pool Operators and Commodity Trading Advisors on Form PF Nov 16, 2011 Nov 16, 2011 Nov 16, 2011 Joint Final Rule: Reporting by Investment Advisers to Private Funds and Certain Commodity Pool Operators and Commodity Trading Advisors on Form PF Nov 16, 2011 Nov 16, 2011 Archive 2014 2 2013 1 2012 3 2011 2
