Since the financial crisis, there has been a much greater emphasis on imposing a comprehensive prudential regulatory framework on U.S. capital markets activity, which previously had been governed largely through only market regulation. This panel will debate the relative merits of prudential versus market regulation for capital markets activities, and offer an assessment as to whether additional refinements are required to achieve a more proper balance.

Moderator:

Stephen M. Cutler
 Vice Chairman
JPMorgan Chase & Co.

Panelists:

Paul Atkins
 Chief Executive Officer
Patomak Global Partners

Annette L. Nazareth
 Partner
Davis Polk & Wardwell LLP

Patrick M. Parkinson
 Managing Director
Promontory Financial Group

Marc R. Saidenberg
 Principal, Financial Services Advisory Practice
Ernst & Young LLP