february, 2018

24feb12:00 am12:00 amPractising Law Institute: The SEC Speaks in 2018

Event Details

1:15 Trading and Markets

  • Market structure
  • Dodd-Frank implementation
  • Clearance and settlement
  • Risk analytics
  • Broker-Dealer issues

Speakers: Division of Trading and Markets
Brett W. Redfearn, Director
Michael A. Macchiaroli, Associate Director
Thomas K. McGowan, Associate Director
John C. Roeser, Associate Director
Christian R. Sabella, Associate Director
David Saltiel, Associate Director
Heather A. Seidel, Chief Counsel
David S. Shillman, Associate Director
Hon. Paul S. Atkins
Hon. Daniel M. Gallagher