february, 2018

24feb12:00 am12:00 amPractising Law Institute: The SEC Speaks in 2018

Event Details


  • Overview of Commission’s Rule 102(e) program for attorneys
  • Recent case developments in discipline of attorneys appearing and practicing before the SEC
  • Other ethical issues for practitioners before the Commission

Speakers: Office of the General Counsel
Jeff Rosenblum, Deputy General Counsel
Thomas J. Karr, Assistant General Counsel
Donna McCaffrey, Special Trial Counsel
Hon. Paul S. Atkins
Hon. Edward H. Fleischman