Ethics

• Overview of Commission’s Rule 102(e) program for attorneys
• Recent case developments in discipline of attorneys appearing and practicing before the SEC
• Other ethical issues for practitioners before the Commission

Speakers: Office of the General Counsel
Jeff Rosenblum, Deputy General Counsel
Thomas J. Karr, Assistant General Counsel
Donna McCaffrey, Special Trial Counsel
Commentators:
Hon. Paul S. Atkins
Hon. Edward H. Fleischman