april, 2019

08apr12:00 am12:00 amSEC Speaks: Division of Trading and Markets (Practising Law Institute)

Event Details

SEC Speaks: Division of Trading and Markets
• Market structure
• Dodd-Frank implementation
• Clearance and settlement
• Risk analytics
• Broker-Dealer issues

Speakers: Division of Trading and Markets 
Brett W. Redfearn, Director
Christian R. Sabella, Deputy Director
Michael A. Macchiaroli, Associate Director
Thomas K. McGowan, Associate Director
Jeffrey S. Mooney, Associate Director
John C. Roeser, Associate Director
David Saltiel, Associate Director
David S. Shillman, Associate Director
Mark Wolfe, Associate Director

Hon. Paul S. Atkins
Hon. David S. Ruder
Hon. Steven M.H. Wallman