A Customized Compliance Fence Is Worth the Effort and Investment
Published:
Expertise Area:
Risk Management & Compliance
Patomak Webinar: Financial Services Regulatory and Enforcement Outlook for 2021
Published:
Expertise Area:
Strategy & Advisory
Fiduciary Duty, Materiality and Shareholder Proposals Discussed & Debated
Published:
Expertise Area:
Strategy & Advisory
CoinDesk: Paul Atkins Weighs in on the Crypto Regulatory Outlook
Published:
Expertise Area:
Risk Management & Compliance, Strategy & Advisory
Six Patomak Takeaways Regarding 2021 SEC Division of Examinations Risk Alert on Digital Assets
Published:
Expertise Area:
Risk Management & Compliance
RealClearMarkets: Consumer Data Access: A Bipartisan Plan to Boost Financial Innovation
Published:
Expertise Area:
Risk Management & Compliance
Yahoo Finance: Former Federal Reserve Governor Randall Kroszner talks new federal stimulus
Published:
Expertise Area:
Strategy & Advisory
2020 Enforcement Guidance
Published:
Expertise Area:
Litigation Support & Enforcement, Risk Management & Compliance, Strategy & Advisory
ISDA’s The Swap podcast: What Next for US Financial Markets Regulation?
Published:
Expertise Area:
Strategy & Advisory
Patomak’s Paul Atkins Hosts Webinar Featuring Agency Leaders on Cryptocurrency, Blockchain, and the Evolution of a Central Bank Digital Currency
Published:
Expertise Area:
Strategy & Advisory
The SEC’s Six Month Review of Reg BI and Form CRS
Published:
Expertise Area:
Risk Management & Compliance
New Patomak Senior Leadership Strengthen and Expand Firm’s Banking and FinTech Know-How
Published:
Expertise Area:
Strategy & Advisory
Central Counterparty Clearing; A New White Paper Serves as a Useful Foundation for the Ongoing Regulatory Dialogue
Published:
Expertise Area:
Risk Management & Compliance
The SEC Lifts a Weight From Shareholder Shoulders
Published:
Expertise Area:
Risk Management & Compliance
DOL’s Latest Step to Expand Investment Opportunities for Retirement
Published:
Expertise Area:
Litigation Support & Enforcement, Risk Management & Compliance
The CFTC Votes to Provide Firms More Time and Clarity Around Initial Margin for Uncleared Swaps
Published:
Expertise Area:
Risk Management & Compliance
Two Ways Regulators Can Carry Through the Recent Executive Order on Regulatory Relief to Support Economic Recovery
Published:
Expertise Area:
Strategy & Advisory
Teleforum: How To Put Your Best Foot (or Face) Forward in Virtual Regulatory Exams During This Time of COVID-19
Published:
Expertise Area:
Risk Management & Compliance
