Investment News Opinion: SEC Should Accelerate its Late Leap to Electronic Delivery
Published:
Expertise Area:
Strategy & Advisory
WSJ opinion: Borrower Beware: Cares Loans Carry a Steep Cost
Published:
Expertise Area:
Strategy & Advisory
Investment News: Financial Industry Opponents Remain Wary of SEC’s Crackdown on Share-Class Disclosure
Published:
Expertise Area:
Strategy & Advisory
Bloomberg Radio: Paul Atkins on FSOC Guidance and New York Exxon Lawsuit
Published:
Expertise Area:
Strategy & Advisory
Law 360: Nine Former SEC and CFTC Regulators Say FSOC Should Overhaul Approach To Examining Systemic Risk
Published:
Expertise Area:
Strategy & Advisory
NY Post: NY’s Pathetic Case Against Exxon is Outrageous Abuse of Prosecutorial Powers
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Expertise Area:
Litigation Support & Enforcement
Law360: End Big Game Trophy Hunting in Delaware and Other American Courts
Published:
Expertise Area:
Litigation Support & Enforcement
Morning Consult: A Welcome October Surprise: Bank Regulators Can Adopt Proactive Policies
Published:
Expertise Area:
Strategy & Advisory
Investment News: Brokerages Won’t Know Bite of Reg BI Until Enforcement Begins
Published:
Expertise Area:
Risk Management & Compliance
Federalist Society Podcast: Agency Staff Regulatory Guidance
Published:
Expertise Area:
Risk Management & Compliance
The Hill: Yet Another Festering Regulatory Problem Growing in Washington
Published:
Expertise Area:
Litigation Support & Enforcement
Wall Street Journal Letter to the Editor: The SEC Should Follow Its Own Rules for Guidance
Published:
Expertise Area:
Litigation Support & Enforcement
ThinkAdvisor: Reg BI Footnote Justifies Pausing SEC Share Class Disclosure Initiative
Published:
Expertise Area:
Litigation Support & Enforcement
Investment News: Critics concerned with pending second wave of SEC share-class crackdown
Published:
Expertise Area:
Litigation Support & Enforcement
Patomak Chief Executive Testifies Before the House Financial Services Subcommittee on Investor Protection, Entrepreneurship, and Capital Markets
Published:
Expertise Area:
Risk Management & Compliance
Testimony Before House Financial Services Committee Subcommittee on Investor Protection, Entrepreneurship, and Capital Markets
Published:
Expertise Area:
Risk Management & Compliance
Investment News: Adviser Regulation Caught Up in Partisan Era, Making it Hard to Plan for Future
Published:
Expertise Area:
Risk Management & Compliance
Bloomberg BNA: More SEC Cases Over High Investor Fees Expected, Official Says
Published:
Expertise Area:
Litigation Support & Enforcement
Sun Sentinel: Local Governments Should Resist the Urge to Sue Energy Companies, Claiming Their Products and Practices are a Public Nuisance
Published:
Expertise Area:
Strategy & Advisory
Boardroom Resources: A Washington DC Update on Proxy Plumbing & Corporate Governance
Published:
Expertise Area:
Risk Management & Compliance
