Legal Support

Regulatory enforcement and litigation support to offer industry expertise

Independent Compliance Consultancies and Corporate Monitorships
We act as independent consultants and monitors under settlement agreements with the Securities and Exchange Commission, Commodity Futures Trading Commission, Department of Justice, and federal banking regulators, as well as with state regulators. These engagements include reviews and recommendations concerning supervisory, compliance, and operational policies, procedures, and controls designed to prevent and detect violations of laws, regulations, and internal codes of conduct.

Litigation Support and Expert Testimony
We assist legal counsel in handling specialized legal, regulatory, and transactional issues, and we provide expert testimony in trials, arbitration proceedings, and investigations.

Crisis Management
We advise clients when unexpected events pose legal, regulatory, and reputational concerns. Because these crises almost always also have communications, media, and governmental implications, we are accustomed to coordinating our advice with our clients’ legal, public affairs, and governmental affairs resources.