Representative Engagements

U.S. and European regulatory review for an insurance and asset management company

Update company on regulatory and legislative developments in the United States and the European Union and its member countries.

Public policy strategy and advice for trade associations

Assist trade associations in evaluating and reacting to public policy developments impacting their members.

Regulatory and legislative developments for a U.S. exchange

Assist U.S. exchange in staying up to date about regulatory and legislative developments affecting its operations.

Public policy strategy and advice for a large mutual fund complex

Assist large mutual fund complex with understanding and responding to potential legislative and regulatory developments. 

Monitoring U.S. and international regulatory developments and trends for a large asset management company

Identify and provide strategic advice about global regulatory developments and trends impacting compliance program and regulatory exposures.

Risk management and corporate governance advice for a large financial markets participant

Conduct assessment of governance practices and recommend structure and procedural enhancements.

Educate public and stakeholders about key role played by large financial market participant

Provide strategic advice about how to best position client in the public eye – in Washington, DC, in the financial services industry, and to the investing public.

New product regulatory approval advice for a financial services firm

Provide expert advice on how to navigate the regulatory product approval process for a financial services company.