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Related Authors Joanna Fields
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Securities
Options Market Participants Face New Regulatory Inquiries; Tried and True Remedies Are the Solution
Published:
August 30, 2021
By:
Joanna Fields
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Securities
Strategic Compliance Assessments Turn Fire Hoses Into Straws
Published:
July 26, 2021
By:
Joanna Fields
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Patomak Post
A Customized Compliance Fence Is Worth the Effort and Investment
Published:
April 13, 2021
By:
Joanna Fields
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