Carly Ritterband
Associate
750 17th Street NW, Suite 1000, Washington, D.C. 20006
Ms. Ritterband works on a variety of compliance and strategy projects facing a range of financial institutions including broker-dealers, banks, swap dealers, and investment companies.
She has experience working on independent compliance consultancies for large broker-dealers and swap dealers as well as projects evaluating bank compliance programs. She also supports strategy projects where she tracks geopolitical developments to provide insights on risks and opportunities associated with U.S.-China policy trends.
Ms. Ritterband earned her B.A. in economics from the University of Florida and her M.P.P. from the University of Maryland. She successfully completed the National Future Association’s swap proficiency requirements (Long Track).
- OCC Proposes New Guidelines for Bank Mergers
- SEC Security-Based Swap Dealer Exam Observations Focus on Trade Reporting and Other Areas
- The Regulatory Pile-on for Regional Banks Deepens: Federal Banking Regulators Propose New Long-Term Debt Rule
- SEC Set to Finalize Rules on Outsourcing by Registered Investment Advisers and Potentially Move Further Into Internet-Based RIA Ecosystem
- Federal Banking Regulators Release Final Guidance on Third-Party Risk Management
- How to Fix a Failing Bank: A Comparison of Recent Approaches
- The SVB Failure: Regulatory Response and Risk Management Considerations
