Teleforum: How To Put Your Best Foot (or Face) Forward in Virtual Regulatory Exams During This Time of COVID-19
Patomak Global Partners hosted a teleforum featuring Patomak Chief Executive Paul Atkins; Managing Director Laura Magyar; Director Jamila Piracci; Senior Adviser Paul Allan Schott; SEC Associate Regional Director Donna Esau; and Mike Otten, NFA Vice President for OTC Derivatives.
The group focused on how general counsels, chief compliance officers and other legal/compliance team members can prepare for regulatory exams in the current and post-pandemic, virtual environment.