by Patomak Global Partners | Oct 19, 2021 | U.S. Regulatory Update
19 October 2021 General White House Publishes Report on Climate-Related Financial Risk On 14 October, the White House released a report titled “A Roadmap to Build a Climate-Resilient Economy.” The White House press release explained that the report lays out a...
by Patomak Global Partners | Oct 13, 2021 | U.S. Regulatory Update
13 October 2021 SEC & Securities SEC Division of Enforcement Director Speaks About Enforcement Issues On 6 October, the Securities and Exchange Commission’s (“SEC”) Division of Enforcement Director Gurbir Grewal spoke at a broker/dealer conference regarding a...
by Patomak Global Partners | Oct 6, 2021 | U.S. Regulatory Update
6 October 2021 SEC & Securities SEC Issues Proposed Rule Regarding Disclosure by Investment Funds On 29 September, the Securities and Exchange Commission (“SEC”) proposed amendments (here and here) to Form N-PX to “enhance the information mutual funds,...
by Patomak Global Partners | Sep 29, 2021 | In the News, News Release, Newsroom
Patomak Senior Advisor Jill Sommers is quoted in a Law360 article about former CFTC Commissioner Dan Berkovitz joining the SEC as the General Counsel. An excerpt of the reporter’s story includes her reaction to the announcement: Jill Sommers, a senior advisor at...
by Patomak Global Partners | Sep 28, 2021 | U.S. Regulatory Update
SEC & Securities SEC Reportedly Asks Dozens of Companies for More Climate Disclosures On 22 September, The Wall Street Journal reported that the Securities and Exchange Commission (“SEC”) “has sent letters to dozens of companies asking them to provide more...
