Patomak Analysis

The Regulatory Pile-on for Regional Banks Deepens: Federal Banking Regulators Propose New Long-Term Debt Rule

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Expertise Area: Risk Management & Compliance
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Patomak Analysis

AML Compliance Continues to be an SEC Priority

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Expertise Area:
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Patomak Analysis

SEC Adopts New Cybersecurity Disclosure Requirements for Public Companies

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Expertise Area: Risk Management & Compliance
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Patomak Analysis

President Biden’s Outbound Investment Executive Order: The Scope of New Investment Prohibition and Notification Requirements Remains Far from Certain

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Expertise Area: Strategy & Advisory
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Blog

FINRA Seeks Comment on its Proposed Liquidity Risk Management Rule

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Expertise Area: Risk Management & Compliance, Strategy & Advisory
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Patomak Analysis

First Look of the Basel III Endgame Rule Proposal

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Expertise Area: Risk Management & Compliance
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Blog

Federal Reserve’s Instant Payment Service Has Arrived

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Expertise Area: Strategy & Advisory
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Blog

SEC Set to Finalize Rules on Outsourcing by Registered Investment Advisers and Potentially Move Further Into Internet-Based RIA Ecosystem

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Expertise Area: Risk Management & Compliance, Strategy & Advisory
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Blog

OCC Releases Guidance on Cybersecurity Supervision

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Expertise Area: Risk Management & Compliance
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News Release

John Vivian joins Patomak Global Partners

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Expertise Area: Strategy & Advisory
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Blog

Firms Need to Weigh in on CFTC Notice of Proposed Rulemaking for Risk Management Requirements

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Expertise Area: Risk Management & Compliance
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Blog

Federal Banking Regulators Release Final Guidance on Third-Party Risk Management

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Expertise Area: Risk Management & Compliance, Strategy & Advisory
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Blog

FinCEN Assesses Civil Money Penalty Against First Trust Company for BSA Violations  

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Expertise Area: Risk Management & Compliance, Strategy & Advisory
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Blog

SEC Increases Oversight of Registered Investment Advisers

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Expertise Area: Risk Management & Compliance, Strategy & Advisory
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Blog

SEC Adopts Additional Disclosure Requirements for Private Funds

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Expertise Area: Strategy & Advisory
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In the News

MarketWatch: How $4 trillion in Treasurys parked at banks could become a ticking time bomb if the debt-ceiling fight triggers a U.S. default

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Expertise Area: Strategy & Advisory
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Patomak Analysis

American Banker Opinion: TD’s failed acquisition highlights our broken M&A process

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Expertise Area: Risk Management & Compliance, Strategy & Advisory
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Patomak Analysis

Proposed FSOC Guidance Could Lead to Bank-like Regulation for Asset Managers, Private Funds, and Non-bank Mortgage Companies – as well as New Federal Regulatory Frameworks for Digital Assets and Payment Activities

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Expertise Area: Risk Management & Compliance, Strategy & Advisory
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In the News

Bloomberg TV: Former SEC Commissioner Atkins on Short Selling

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Expertise Area: Strategy & Advisory
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Blog

How to Fix a Failing Bank: A Comparison of Recent Approaches

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Expertise Area: Strategy & Advisory
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Blog

OCC, FDIC Provide Guidance on Overdraft Fees

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Expertise Area: Risk Management & Compliance
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In the News

CBS News: Keith Noreika the significance of First Republic’s failure

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Expertise Area: Risk Management & Compliance, Strategy & Advisory
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In the News

Bloomberg TV: Patomak’s Noreika on JPM’s Purchase of First Republic

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Expertise Area: Risk Management & Compliance, Strategy & Advisory
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Blog

The Risks, Rewards, and Impact of AI Technology on the Financial Services Industry

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Expertise Area: Risk Management & Compliance, Strategy & Advisory
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