Patomak Analysis

NFA Highlights Common Compliance Deficiencies for Swap Dealer Members

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Expertise Area: Risk Management & Compliance
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Patomak Analysis

Digital Assets, Market Integrity, and Market Transparency Highlight the CFTC’s Enforcement Focus from FY2023

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Expertise Area: Risk Management & Compliance
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Blog

Firms Need to Weigh in on CFTC Notice of Proposed Rulemaking for Risk Management Requirements

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Expertise Area: Risk Management & Compliance
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