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Related Authors Anne Montminy
Securities
SEC Security-Based Swap Dealer Exam Observations Focus on Trade Reporting and Other Areas
Published:
January 24, 2024
By:
Anne Montminy
and
Carly Ritterband
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Derivatives
CFTC Proposes Amendments to Reporting Requirements Including a 37% Increase in the Number of Reportable Fields
Published:
January 24, 2024
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Jill Sommers
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Mark Wetjen
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Sudhir Jain
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Tim Brown
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