Patomak Analysis

President Biden’s Outbound Investment Executive Order: The Scope of New Investment Prohibition and Notification Requirements Remains Far from Certain

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Expertise Area: Strategy & Advisory
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Blog

FINRA Seeks Comment on its Proposed Liquidity Risk Management Rule

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Expertise Area: Risk Management & Compliance, Strategy & Advisory
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Blog

Federal Reserve’s Instant Payment Service Has Arrived

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Expertise Area: Strategy & Advisory
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Blog

SEC Set to Finalize Rules on Outsourcing by Registered Investment Advisers and Potentially Move Further Into Internet-Based RIA Ecosystem

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Expertise Area: Risk Management & Compliance, Strategy & Advisory
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News Release

John Vivian joins Patomak Global Partners

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Expertise Area: Strategy & Advisory
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Blog

Federal Banking Regulators Release Final Guidance on Third-Party Risk Management

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Expertise Area: Risk Management & Compliance, Strategy & Advisory
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Blog

FinCEN Assesses Civil Money Penalty Against First Trust Company for BSA Violations  

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Expertise Area: Risk Management & Compliance, Strategy & Advisory
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Blog

SEC Increases Oversight of Registered Investment Advisers

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Expertise Area: Risk Management & Compliance, Strategy & Advisory
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Blog

SEC Adopts Additional Disclosure Requirements for Private Funds

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Expertise Area: Strategy & Advisory
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In the News

MarketWatch: How $4 trillion in Treasurys parked at banks could become a ticking time bomb if the debt-ceiling fight triggers a U.S. default

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Expertise Area: Strategy & Advisory
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