Patomak Analysis

The Regulatory Pile-on for Regional Banks Deepens: Federal Banking Regulators Propose New Long-Term Debt Rule

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Expertise Area: Risk Management & Compliance
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Patomak Analysis

SEC Adopts New Cybersecurity Disclosure Requirements for Public Companies

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Expertise Area: Risk Management & Compliance
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Blog

FINRA Seeks Comment on its Proposed Liquidity Risk Management Rule

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Expertise Area: Risk Management & Compliance, Strategy & Advisory
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Patomak Analysis

First Look of the Basel III Endgame Rule Proposal

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Expertise Area: Risk Management & Compliance
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Blog

SEC Set to Finalize Rules on Outsourcing by Registered Investment Advisers and Potentially Move Further Into Internet-Based RIA Ecosystem

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By: and
Expertise Area: Risk Management & Compliance, Strategy & Advisory
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Blog

OCC Releases Guidance on Cybersecurity Supervision

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Expertise Area: Risk Management & Compliance
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Blog

Firms Need to Weigh in on CFTC Notice of Proposed Rulemaking for Risk Management Requirements

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Expertise Area: Risk Management & Compliance
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Blog

Federal Banking Regulators Release Final Guidance on Third-Party Risk Management

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Expertise Area: Risk Management & Compliance, Strategy & Advisory
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Blog

FinCEN Assesses Civil Money Penalty Against First Trust Company for BSA Violations  

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Expertise Area: Risk Management & Compliance, Strategy & Advisory
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Blog

SEC Increases Oversight of Registered Investment Advisers

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Expertise Area: Risk Management & Compliance, Strategy & Advisory
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