Derivatives

NFA Highlights Common Compliance Deficiencies for Swap Dealer Members

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Derivatives

CFTC Seeks Comments on AI Usage and Risks in Derivatives Markets

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Derivatives

CFTC Proposes Amendments to Reporting Requirements Including a 37% Increase in the Number of Reportable Fields

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Derivatives | Digital Assets

Digital Assets, Market Integrity, and Market Transparency Highlight the CFTC’s Enforcement Focus from FY2023

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Derivatives

Firms Need to Weigh in on CFTC Notice of Proposed Rulemaking for Risk Management Requirements

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Derivatives

CFTC Reminds Non-U.S. Swap Dealers of Annual Report Requirements in Newly Issued Advisory

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Digital Assets

Crypto Requires Robust Risk Management Framework

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Derivatives

Swap Dealers Face Further Enforcement Orders in 2022

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Digital Assets | Securities

BlockFi Settlement Shows SEC Applying Old Rules to Crypto

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Digital Assets

New Digital Asset Regulatory Questions Call for “Doing the Hard Work”

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