Sudhir Jain – Patomak Global Partners

Patomak Analysis

NFA Highlights Common Compliance Deficiencies for Swap Dealer Members

Published: February 26, 2024

By: Sudhir Jain, Tim Brown, Joshua Kuntz and Leon Kamenev

Expertise Area: Risk Management & Compliance

Patomak Analysis

CFTC Seeks Comments on AI Usage and Risks in Derivatives Markets

Published: February 8, 2024

By: Sudhir Jain and Wilson Friestad

Expertise Area: Strategy & Advisory

Patomak Analysis

CFTC Proposes Amendments to Reporting Requirements Including a 37% Increase in the Number of Reportable Fields

Published: January 24, 2024

By: Jill Sommers, Mark Wetjen, Sudhir Jain, Anne Montminy and Tim Brown

Expertise Area:

Patomak Analysis

Digital Assets, Market Integrity, and Market Transparency Highlight the CFTC’s Enforcement Focus from FY2023

Published: November 13, 2023

By: Sudhir Jain, Tim Brown and Cole Reynolds

Expertise Area: Risk Management & Compliance

Blog

Firms Need to Weigh in on CFTC Notice of Proposed Rulemaking for Risk Management Requirements

Published: June 13, 2023

By: Sudhir Jain, Joshua Kuntz and Tim Brown

Expertise Area: Risk Management & Compliance

Blog

CFTC Reminds Non-U.S. Swap Dealers of Annual Report Requirements in Newly Issued Advisory

Published: December 12, 2022

By: Sudhir Jain and Anika Horowitz

Expertise Area: Risk Management & Compliance

Blog

Crypto Requires Robust Risk Management Framework

Published: November 22, 2022

By: Sudhir Jain and Joshua Kuntz

Expertise Area: Risk Management & Compliance

Patomak Post

Swap Dealers Face Further Enforcement Orders in 2022

Published: November 15, 2022

By: Jill Sommers, Jamila Piracci and Sudhir Jain

Expertise Area: Risk Management & Compliance

Patomak Post

BlockFi Settlement Shows SEC Applying Old Rules to Crypto

Published: February 28, 2022

By: Laura Magyar and Sudhir Jain

Expertise Area: Litigation Support & Enforcement, Risk Management & Compliance

Patomak Post

New Digital Asset Regulatory Questions Call for “Doing the Hard Work”

Published: February 14, 2022

By: Sudhir Jain and Jamila Piracci

Expertise Area: Strategy & Advisory

NFA Highlights Common Compliance Deficiencies for Swap Dealer Members

CFTC Seeks Comments on AI Usage and Risks in Derivatives Markets

CFTC Proposes Amendments to Reporting Requirements Including a 37% Increase in the Number of Reportable Fields

Digital Assets, Market Integrity, and Market Transparency Highlight the CFTC’s Enforcement Focus from FY2023

Firms Need to Weigh in on CFTC Notice of Proposed Rulemaking for Risk Management Requirements

CFTC Reminds Non-U.S. Swap Dealers of Annual Report Requirements in Newly Issued Advisory

Crypto Requires Robust Risk Management Framework

Swap Dealers Face Further Enforcement Orders in 2022

BlockFi Settlement Shows SEC Applying Old Rules to Crypto

New Digital Asset Regulatory Questions Call for “Doing the Hard Work”

Washington, D.C.

New York