Insights
Swap Dealers Face Further Enforcement Orders in 2022
Patomak Post Sudhir Jain, Jamila Piracci, Jill Sommers Risk Management & Compliance
CFTC and NFA have issued more than 15 enforcement orders against swap dealers in 2022.
Five key pitfalls stand out as a common denominator: failure to report to Swap Data Repositories, failure to provide sufficient disclosures to counterparties,…
Patomak Team Supports FalconX as First Cryptocurrency-focused Swap Dealer with the CFTC
In the News Patomak Global Partners Strategy & AdvisoryPatomak Global Partners was honored to be a part of the team supporting FalconX as it registered the first cryptocurrency-focused swap dealer with the Commodity Futures Trading Commission (CFTC) and National Futures Association (NFA).
FalconX…
