Patomak Analysis

NFA Highlights Common Compliance Deficiencies for Swap Dealer Members

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Expertise Area: Risk Management & Compliance
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Patomak Analysis

OCC Releases Fall Semiannual Risk Perspective

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Expertise Area: Risk Management & Compliance, Strategy & Advisory
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Blog

Firms Need to Weigh in on CFTC Notice of Proposed Rulemaking for Risk Management Requirements

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Expertise Area: Risk Management & Compliance
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Blog

Key Factors Leading to SVB’s Failure – Part 1: Poor Risk Management

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Expertise Area: Strategy & Advisory
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Blog

Crypto Requires Robust Risk Management Framework

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By: and
Expertise Area: Risk Management & Compliance
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