News

Bloomberg Radio: Paul Atkins on FSOC Guidance and New York Exxon Lawsuit

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Patomak Analysis

Law 360: Nine Former SEC and CFTC Regulators Say FSOC Should Overhaul Approach To Examining Systemic Risk

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News

WSJ: Sanders’s Tax Would Hit Small Investors

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News

Investment News: Brokerages Won’t Know Bite of Reg BI Until Enforcement Begins

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News Release

Federalist Society Podcast: Agency Staff Regulatory Guidance

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News

ThinkAdvisor: Reg BI Footnote Justifies Pausing SEC Share Class Disclosure Initiative

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News

Investment News: Critics concerned with pending second wave of SEC share-class crackdown

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Testimony

Patomak Chief Executive Testifies Before the House Financial Services Subcommittee on Investor Protection, Entrepreneurship, and Capital Markets

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News

Investment News: Adviser Regulation Caught Up in Partisan Era, Making it Hard to Plan for Future

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News

Bloomberg BNA: More SEC Cases Over High Investor Fees Expected, Official Says

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