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Related Authors Sudhir Jain
Derivatives
CFTC Enforcement Takes Aim at Position Limit Violations
Published:
October 15, 2024
By:
Tim Brown
and
Robert Lulgjuraj
Read More
Derivatives
NFA Highlights Common Compliance Deficiencies for Swap Dealer Members
Published:
February 26, 2024
By:
Sudhir Jain
,
Tim Brown
,
Joshua Kuntz
and
Leon Kamenev
Read More
Derivatives
CFTC Seeks Comments on AI Usage and Risks in Derivatives Markets
Published:
February 8, 2024
By:
Sudhir Jain
and
Wilson Friestad
Read More
Derivatives
CFTC Proposes Amendments to Reporting Requirements Including a 37% Increase in the Number of Reportable Fields
Published:
January 24, 2024
By:
Jill Sommers
,
Mark Wetjen
,
Sudhir Jain
,
Anne Montminy
and
Tim Brown
Read More
Derivatives
|
Digital Assets
Digital Assets, Market Integrity, and Market Transparency Highlight the CFTC’s Enforcement Focus from FY2023
Published:
November 13, 2023
By:
Sudhir Jain
,
Tim Brown
and
Cole Reynolds
Read More
Derivatives
Firms Need to Weigh in on CFTC Notice of Proposed Rulemaking for Risk Management Requirements
Published:
June 13, 2023
By:
Sudhir Jain
,
Joshua Kuntz
and
Tim Brown
Read More
Derivatives
CFTC Reminds Non-U.S. Swap Dealers of Annual Report Requirements in Newly Issued Advisory
Published:
December 12, 2022
By:
Sudhir Jain
and
Anika Horowitz
Read More
Digital Assets
Crypto Requires Robust Risk Management Framework
Published:
November 22, 2022
By:
Sudhir Jain
and
Joshua Kuntz
Read More
Derivatives
Swap Dealers Face Further Enforcement Orders in 2022
Published:
November 15, 2022
By:
Jill Sommers
,
Jamila Piracci
and
Sudhir Jain
Read More
Digital Assets
|
Securities
BlockFi Settlement Shows SEC Applying Old Rules to Crypto
Published:
February 28, 2022
By:
Laura Magyar
and
Sudhir Jain
Read More
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