Derivatives

CFTC Enforcement Takes Aim at Position Limit Violations

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Derivatives

NFA Highlights Common Compliance Deficiencies for Swap Dealer Members

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Derivatives

CFTC Proposes Amendments to Reporting Requirements Including a 37% Increase in the Number of Reportable Fields

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Derivatives | Digital Assets

Digital Assets, Market Integrity, and Market Transparency Highlight the CFTC’s Enforcement Focus from FY2023

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Derivatives

Firms Need to Weigh in on CFTC Notice of Proposed Rulemaking for Risk Management Requirements

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