Chief Compliance Officers Prepare for Closer SEC scrutiny
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Expertise Area:
Risk Management & Compliance
Wall Street Journal: Ex-SEC Official Gallagher Joins Regulatory Consultant
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Expertise Area:
Strategy & Advisory
Forbes: An Inflated $17 Billion Talking Point From The DOL
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Expertise Area:
Risk Management & Compliance
Real Clear Markets: CA Has Hollywood, TX Has Oil, Delaware Corporations
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Expertise Area:
Strategy & Advisory
Orange County Register: Now They Want a Bite of Your Mutual Fund
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Expertise Area:
Strategy & Advisory
Paul Atkins Testifies on FSOC Designation Process Before the House Financial Services Committee
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Expertise Area:
Strategy & Advisory
Law 360: Top House Republican Urges Halt To SIFI Designations
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Expertise Area:
Strategy & Advisory
Forbes: The Supreme Court’s Opportunity To End Abusive Class Action Securities Lawsuits
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Expertise Area:
Litigation Support & Enforcement