Securities

Securities and Exchange Commission Staff Provide Guidance to Investment Advisers on Compliance Requirements for Robo-Advisers

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WSJ: SEC Says Conflict Minerals, Pay Ratio Rules Remain in Force

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Bloomberg Daybreak Americas: Paul Atkins Talks About IPOs, Investor Disclosure

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CNBC: Paul Atkins Discusses Dodd-Frank Reform, Including the Volcker Rule, and Conflict Minerals

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CNBC: Patomak CEO Paul Atkins Talks About Financial Regulatory Outlook in 2017

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Securities

Securities and Exchange Commission Details Exam Priorities in 2017

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CNBC: Patomak President Dan Gallagher Talks SEC Outlook in 2017

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Securities

SEC Examining the Supervisory Practices of SEC-Registered Investment Advisers’ Branch Offices

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WSJ: Election Marks Crossroads for SEC

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Business Insider: There’s a New ‘Hot-Button’ Issue on Wall Street, and Battle Lines are Being Drawn

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