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Law 360: SEC’s Stanford Case A Chance To Clarify Compliance Duties

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Expertise Area: Litigation Support & Enforcement, Risk Management & Compliance
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Chief Compliance Officers Prepare for Closer SEC scrutiny

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Expertise Area: Risk Management & Compliance
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Forbes: An Inflated $17 Billion Talking Point From The DOL

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Expertise Area: Risk Management & Compliance
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WSJ Letter to the Editor: ‘Breaking the Buck’ and the Regulation of Money Funds

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Expertise Area: Risk Management & Compliance
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