The Washington Examiner: Trump, GOP Want Regulators Out of Boardrooms
Published:
Expertise Area:
Risk Management & Compliance
Bloomberg Law: Ex-SEC Commissioner Atkins Blames IPO Dearth on Regulations
Published:
Expertise Area:
Risk Management & Compliance
The Hill: Trump’s Labor Chief Has a Chance to Set the Fiduciary Rule Straight
Published:
Expertise Area:
Risk Management & Compliance
WSJ: SEC Advances Regulation Efforts Even as White House Signals Rollback
Published:
Expertise Area:
Risk Management & Compliance
WSJ: SEC Says Conflict Minerals, Pay Ratio Rules Remain in Force
Published:
Expertise Area:
Risk Management & Compliance
Securities and Exchange Commission Details Exam Priorities in 2017
Published:
Expertise Area:
Risk Management & Compliance
SEC Examining the Supervisory Practices of SEC-Registered Investment Advisers’ Branch Offices
Published:
Expertise Area:
Risk Management & Compliance
Business Insider: There’s a New ‘Hot-Button’ Issue on Wall Street, and Battle Lines are Being Drawn
Published:
Expertise Area:
Risk Management & Compliance
