Patomak Post

CFTC Home Improvement

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Expertise Area: Risk Management & Compliance
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Patomak Post

The SEC Lifts a Weight From Shareholder Shoulders

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Expertise Area: Risk Management & Compliance
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Patomak Post

DOL’s Latest Step to Expand Investment Opportunities for Retirement

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Expertise Area: Litigation Support & Enforcement, Risk Management & Compliance
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Patomak Post

The CFTC Votes to Provide Firms More Time and Clarity Around Initial Margin for Uncleared Swaps

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Expertise Area: Risk Management & Compliance
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Patomak Post

Teleforum: How To Put Your Best Foot (or Face) Forward in Virtual Regulatory Exams During This Time of COVID-19

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Expertise Area: Risk Management & Compliance
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Patomak Post

Three Key Takeaways From Patomak’s Teleforum on Virtual Regulatory Exams

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Expertise Area: Risk Management & Compliance
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In the News

Investment News: Brokerages Won’t Know Bite of Reg BI Until Enforcement Begins

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Expertise Area: Risk Management & Compliance
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News Release

Federalist Society Podcast: Agency Staff Regulatory Guidance

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Expertise Area: Risk Management & Compliance
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Testimony

Patomak Chief Executive Testifies Before the House Financial Services Subcommittee on Investor Protection, Entrepreneurship, and Capital Markets

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Expertise Area: Risk Management & Compliance
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Patomak Post | Testimony

Testimony Before House Financial Services Committee Subcommittee on Investor Protection, Entrepreneurship, and Capital Markets

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Expertise Area: Risk Management & Compliance
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