Bloomberg Daybreak Americas: Paul Atkins Talks About IPOs, Investor Disclosure
Published:
Expertise Area:
Strategy & Advisory
CNBC: Paul Atkins Discusses Dodd-Frank Reform, Including the Volcker Rule, and Conflict Minerals
Published:
Expertise Area:
Strategy & Advisory
CNBC: Patomak CEO Paul Atkins Talks About Financial Regulatory Outlook in 2017
Published:
Expertise Area:
Strategy & Advisory
Securities and Exchange Commission Details Exam Priorities in 2017
Published:
Expertise Area:
Risk Management & Compliance
CNBC: Patomak President Dan Gallagher Talks SEC Outlook in 2017
Published:
Expertise Area:
Strategy & Advisory
SEC Examining the Supervisory Practices of SEC-Registered Investment Advisers’ Branch Offices
Published:
Expertise Area:
Risk Management & Compliance
Business Insider: There’s a New ‘Hot-Button’ Issue on Wall Street, and Battle Lines are Being Drawn
Published:
Expertise Area:
Risk Management & Compliance
WSJ: Ex-SEC Official Picked to Monitor Deutsche Bank’s Derivatives Overhaul
Published:
Expertise Area:
Litigation Support & Enforcement
Keynote Address: Broker/Dealer Regulation and Enforcement 2016
Published:
Expertise Area:
Risk Management & Compliance
Ignites: Slim Chances for Quick Revival of SEC’s Default E-Delivery
Published:
Expertise Area:
Risk Management & Compliance
Inside America’s Boardrooms: Former SEC Commissioner Evaluates the Board Governance Landscape
Published:
Expertise Area:
Strategy & Advisory
Kurtosys blog: Dan Gallagher on DOL Fiduciary Rule and Market Developments
Published:
Expertise Area:
Strategy & Advisory
SEC Customer Protection Rule Self-Reporting Deadline Nov 1; Sweep Underway
Published:
Expertise Area:
Strategy & Advisory
Investment News: New Finra CEO Cook Will Feel Heat From Both Sides of the Political Aisle
Published:
Expertise Area:
Strategy & Advisory
U.S. House Financial Services Subcommittee Testimony by Dan Gallagher
Published:
Expertise Area:
Strategy & Advisory
Law 360: Ex-SEC Member Backs Cost-Benefit Analysis At Agency
Published:
Expertise Area:
Strategy & Advisory
Reuters Column: Roots of the Next Financial Crisis: The Last One’s Veterans Give Views
Published:
Expertise Area:
Strategy & Advisory
