Ignites: Slim Chances for Quick Revival of SEC’s Default E-Delivery
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Expertise Area:
Risk Management & Compliance
Inside America’s Boardrooms: Former SEC Commissioner Evaluates the Board Governance Landscape
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Expertise Area:
Strategy & Advisory
Kurtosys blog: Dan Gallagher on DOL Fiduciary Rule and Market Developments
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Expertise Area:
Strategy & Advisory
SEC Customer Protection Rule Self-Reporting Deadline Nov 1; Sweep Underway
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Expertise Area:
Strategy & Advisory
Investment News: New Finra CEO Cook Will Feel Heat From Both Sides of the Political Aisle
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Expertise Area:
Strategy & Advisory
U.S. House Financial Services Subcommittee Testimony by Dan Gallagher
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Expertise Area:
Strategy & Advisory
Law 360: Ex-SEC Member Backs Cost-Benefit Analysis At Agency
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Expertise Area:
Strategy & Advisory
Reuters Column: Roots of the Next Financial Crisis: The Last One’s Veterans Give Views
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Expertise Area:
Strategy & Advisory
WSJ letter to the editor: Disclosure Is Just a Means to a Political End
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Expertise Area:
Strategy & Advisory
U.S. House Financial Services Committee Testimony by Paul Atkins
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Expertise Area:
Strategy & Advisory
Wall Street Journal: The Most Thankless Job on Wall Street Gets a New Worry
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Expertise Area:
Strategy & Advisory
Law 360: SEC’s Stanford Case A Chance To Clarify Compliance Duties
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Expertise Area:
Litigation Support & Enforcement, Risk Management & Compliance
Wall Street Journal opinion piece: Equities Policy Needs Surgery, Not Band-Aids
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Expertise Area:
Strategy & Advisory
Chief Compliance Officers Prepare for Closer SEC scrutiny
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Expertise Area:
Risk Management & Compliance
Former SEC Commissioner Dan Gallagher Joins Patomak Global Partners as President
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Expertise Area:
Strategy & Advisory
Wall Street Journal: Ex-SEC Official Gallagher Joins Regulatory Consultant
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Expertise Area:
Strategy & Advisory
Forbes: An Inflated $17 Billion Talking Point From The DOL
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Expertise Area:
Risk Management & Compliance
Craig Lewis and Ben Brown Join Patomak Global Partners
Published:
Expertise Area:
Strategy & Advisory
