Law 360: SEC’s Stanford Case A Chance To Clarify Compliance Duties
Published:
Expertise Area:
Risk Management & Compliance, Litigation Support & Enforcement
Wall Street Journal opinion piece: Equities Policy Needs Surgery, Not Band-Aids
Published:
Expertise Area:
Strategy & Advisory
Chief Compliance Officers Prepare for Closer SEC scrutiny
Published:
Expertise Area:
Risk Management & Compliance
Former SEC Commissioner Dan Gallagher Joins Patomak Global Partners as President
Published:
Expertise Area:
Strategy & Advisory
Wall Street Journal: Ex-SEC Official Gallagher Joins Regulatory Consultant
Published:
Expertise Area:
Strategy & Advisory
Forbes: An Inflated $17 Billion Talking Point From The DOL
Published:
Expertise Area:
Risk Management & Compliance
Craig Lewis and Ben Brown Join Patomak Global Partners
Published:
Expertise Area:
Strategy & Advisory
U.S. House Financial Services Committee Testimony by Paul Atkins
Published:
Expertise Area:
Strategy & Advisory
Real Clear Markets: CA Has Hollywood, TX Has Oil, Delaware Corporations
Published:
Expertise Area:
Strategy & Advisory
Orange County Register: Now They Want a Bite of Your Mutual Fund
Published:
Expertise Area:
Strategy & Advisory
Paul Atkins Testifies on FSOC Designation Process Before the House Financial Services Committee
Published:
Expertise Area:
Strategy & Advisory
Law 360: Top House Republican Urges Halt To SIFI Designations
Published:
Expertise Area:
Strategy & Advisory
Forbes: The Supreme Court’s Opportunity To End Abusive Class Action Securities Lawsuits
Published:
Expertise Area:
Litigation Support & Enforcement
Bloomberg: BlackRock to Pimco Lobby Slows U.S. Move Toward Oversight
Published:
Expertise Area:
Strategy & Advisory
WSJ Letter to the Editor: Don’t Regulate Asset Managers as If They Were Banks
Published:
Expertise Area:
Strategy & Advisory
Materiality: A Bedrock Principle Protecting Legitimate Shareholder Interests Against Disguised Political Agendas
Published:
Expertise Area:
Strategy & Advisory
USA Today Opinion: SEC Should Reject Partisan Ploy: Opposing View
Published:
Expertise Area:
Strategy & Advisory
WSJ Letter to the Editor: ‘Breaking the Buck’ and the Regulation of Money Funds
Published:
Expertise Area:
Risk Management & Compliance
