SEC Adopts Exchange Act Rules 3a5-4 and 3a44-2 – Dealer Registration Requirements
Securities Wilson Friestad, Laura MagyarSEC Security-Based Swap Dealer Exam Observations Focus on Trade Reporting and Other Areas
Securities Anne Montminy, Carly RitterbandAML Compliance Continues to be an SEC Priority
AML, Sanctions & CFIUS, Securities Wilson Friestad, Drew Godsell, Laura Magyar, John VivianSEC Adopts New Cybersecurity Disclosure Requirements for Public Companies
Securities Bob Phelps, Kathy Casey, Laura Magyar, Stephanie Moore, Hemal PatwaSEC Set to Finalize Rules on Outsourcing by Registered Investment Advisers and Potentially Move Further Into Internet-Based RIA Ecosystem
Securities Carly Ritterband, Mark WetjenPaul Atkins and Paul Ray discuss the SEC’s Climate Rule in the Wall Street Journal
Securities Paul Atkins, Paul RayPaul Atkins says new SEC Crypto Accounting Bulletin is Proof Agency has more Work to Do
Securities Paul AtkinsPatomak Experts Discuss the SEC’s Proposed Climate Disclosure Rule
Securities Patomak Global PartnersBlockFi Settlement Shows SEC Applying Old Rules to Crypto
Digital Assets, Securities Sudhir Jain, Laura MagyarOptions Market Participants Face New Regulatory Inquiries; Tried and True Remedies Are the Solution
Derivatives, Securities Joanna FieldsPatomak Comment Letter on the Financial Stability Board Consultation Report Regarding Policy Proposals to Enhance Money Market Fund Resilience
Securities Patomak Global PartnersRoll Call: Lawmakers’ Crypto Focus Strengthens Voice of SEC’s Peirce
Digital Assets, Securities Patomak Global PartnersFiduciary Duty, Materiality and Shareholder Proposals Discussed & Debated
Securities Patomak Global PartnersSix Patomak Takeaways Regarding 2021 SEC Division of Examinations Risk Alert on Digital Assets
Digital Assets, Securities Robert GreenePatomak CEO’s Take on the Treasury Capital Markets Report: a Positive Step Toward Reform, Some Weaknesses Still Need to be Addressed
Securities Paul AtkinsNavigating the SEC Approval Process: Key Strategies for Ethereum ETP Applicants
Digital Assets, Securities Priscilla Carias, Anika Horowitz, Laura Magyar, Mark WetjenSEC Adopts Exchange Act Rules 3a5-4 and 3a44-2 – Dealer Registration Requirements
Securities Wilson Friestad, Laura MagyarSEC Security-Based Swap Dealer Exam Observations Focus on Trade Reporting and Other Areas
Securities Anne Montminy, Carly RitterbandAML Compliance Continues to be an SEC Priority
AML, Sanctions & CFIUS, Securities Wilson Friestad, Drew Godsell, Laura Magyar, John VivianSEC Adopts New Cybersecurity Disclosure Requirements for Public Companies
Securities Bob Phelps, Kathy Casey, Laura Magyar, Stephanie Moore, Hemal PatwaSEC Set to Finalize Rules on Outsourcing by Registered Investment Advisers and Potentially Move Further Into Internet-Based RIA Ecosystem
Securities Carly Ritterband, Mark WetjenPaul Atkins and Paul Ray discuss the SEC’s Climate Rule in the Wall Street Journal
Securities Paul Atkins, Paul RayPaul Atkins says new SEC Crypto Accounting Bulletin is Proof Agency has more Work to Do
Securities Paul AtkinsPatomak Experts Discuss the SEC’s Proposed Climate Disclosure Rule
Securities Patomak Global PartnersBlockFi Settlement Shows SEC Applying Old Rules to Crypto
Digital Assets, Securities Sudhir Jain, Laura MagyarOptions Market Participants Face New Regulatory Inquiries; Tried and True Remedies Are the Solution
Derivatives, Securities Joanna FieldsPatomak Comment Letter on the Financial Stability Board Consultation Report Regarding Policy Proposals to Enhance Money Market Fund Resilience
Securities Patomak Global PartnersRoll Call: Lawmakers’ Crypto Focus Strengthens Voice of SEC’s Peirce
Digital Assets, Securities Patomak Global PartnersFiduciary Duty, Materiality and Shareholder Proposals Discussed & Debated
Securities Patomak Global PartnersSix Patomak Takeaways Regarding 2021 SEC Division of Examinations Risk Alert on Digital Assets
Digital Assets, Securities Robert GreenePatomak CEO’s Take on the Treasury Capital Markets Report: a Positive Step Toward Reform, Some Weaknesses Still Need to be Addressed
Securities Paul AtkinsNavigating the SEC Approval Process: Key Strategies for Ethereum ETP Applicants
Digital Assets, Securities Priscilla Carias, Anika Horowitz, Laura Magyar, Mark WetjenSEC Adopts Exchange Act Rules 3a5-4 and 3a44-2 – Dealer Registration Requirements
Securities Wilson Friestad, Laura MagyarSEC Security-Based Swap Dealer Exam Observations Focus on Trade Reporting and Other Areas
Securities Anne Montminy, Carly RitterbandAML Compliance Continues to be an SEC Priority
AML, Sanctions & CFIUS, Securities Wilson Friestad, Drew Godsell, Laura Magyar, John VivianSEC Adopts New Cybersecurity Disclosure Requirements for Public Companies
Securities Bob Phelps, Kathy Casey, Laura Magyar, Stephanie Moore, Hemal PatwaSEC Set to Finalize Rules on Outsourcing by Registered Investment Advisers and Potentially Move Further Into Internet-Based RIA Ecosystem
Securities Carly Ritterband, Mark WetjenPaul Atkins and Paul Ray discuss the SEC’s Climate Rule in the Wall Street Journal
Securities Paul Atkins, Paul RayPaul Atkins says new SEC Crypto Accounting Bulletin is Proof Agency has more Work to Do
Securities Paul AtkinsPatomak Experts Discuss the SEC’s Proposed Climate Disclosure Rule
Securities Patomak Global PartnersBlockFi Settlement Shows SEC Applying Old Rules to Crypto
Digital Assets, Securities Sudhir Jain, Laura MagyarOptions Market Participants Face New Regulatory Inquiries; Tried and True Remedies Are the Solution
Derivatives, Securities Joanna FieldsPatomak Comment Letter on the Financial Stability Board Consultation Report Regarding Policy Proposals to Enhance Money Market Fund Resilience
Securities Patomak Global PartnersRoll Call: Lawmakers’ Crypto Focus Strengthens Voice of SEC’s Peirce
Digital Assets, Securities Patomak Global PartnersFiduciary Duty, Materiality and Shareholder Proposals Discussed & Debated
Securities Patomak Global PartnersSix Patomak Takeaways Regarding 2021 SEC Division of Examinations Risk Alert on Digital Assets
Digital Assets, Securities Robert GreenePatomak CEO’s Take on the Treasury Capital Markets Report: a Positive Step Toward Reform, Some Weaknesses Still Need to be Addressed
Securities Paul AtkinsProgress Starts with a Good Conversation
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