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2560
Laura Magyar
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Laura Magyar2025-10-14 09:51:032025-10-14 09:54:59Spoofing Enforcement Cases and Steps to Protect Your Firm
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993
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Laura Magyar
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Laura Magyar2025-10-14 09:51:032025-10-14 09:54:59Spoofing Enforcement Cases and Steps to Protect Your Firm
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1427
2560
Mona Elliot
https://patomak.com/wp-content/uploads/2022/12/PGP-Header-Logo-Stacked.png
Mona Elliot2025-05-19 13:30:482025-05-19 18:02:04Fed Withdrawal of Guidance Marks Milestone for Banks’ Future Crypto Activity
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1704
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Laura Magyar
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Laura Magyar2025-05-05 15:16:552025-07-14 16:10:09Key Takeaways from SEC Crypto Task Force Custody Roundtable
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Malin Phelan
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Malin Phelan2024-06-24 16:25:462024-07-22 10:53:25Navigating the SEC Approval Process: Key Strategies for Ethereum ETP Applicants
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Malin Phelan
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Malin Phelan2024-02-14 11:45:502024-07-22 10:55:19SEC Adopts Exchange Act Rules 3a5-4 and 3a44-2 – Dealer Registration Requirements
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Malin Phelan
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Malin Phelan2024-01-24 14:24:542024-07-22 10:56:11SEC Security-Based Swap Dealer Exam Observations Focus on Trade Reporting and Other Areas
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Malin Phelan
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Malin Phelan2023-08-31 13:30:302024-07-22 10:57:57AML Compliance Continues to be an SEC Priority
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1600
Malin Phelan
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Malin Phelan2023-08-28 14:06:592024-07-22 10:58:07SEC Adopts New Cybersecurity Disclosure Requirements for Public Companies
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Malin Phelan
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Malin Phelan2023-07-24 11:00:212024-07-22 10:59:14SEC Set to Finalize Rules on Outsourcing by Registered Investment Advisers and Potentially Move Further Into Internet-Based RIA Ecosystem
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1000
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Malin Phelan
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Malin Phelan2023-05-17 10:48:492024-07-22 10:59:57SEC Increases Oversight of Registered Investment Advisers
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Malin Phelan
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Malin Phelan2023-05-16 07:42:272024-07-22 11:00:02SEC Adopts Additional Disclosure Requirements for Private Funds
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Malin Phelan
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Malin Phelan2022-11-22 15:29:152024-07-22 11:03:21The Curious Case of the Hidden FAQ
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1000
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Malin Phelan
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Malin Phelan2022-08-09 15:38:572024-07-22 11:04:54SEC Seems Set on Blocking Spot Bitcoin ETPs
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1000
1600
Malin Phelan
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Malin Phelan2022-07-13 11:48:252024-07-22 11:05:25Paul Atkins and Paul Ray discuss the SEC’s Climate Rule in the Wall Street Journal
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Malin Phelan
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Malin Phelan2022-04-01 14:26:052024-07-22 11:06:26Paul Atkins says new SEC Crypto Accounting Bulletin is Proof Agency has more Work to Do
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1000
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Malin Phelan
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Malin Phelan2022-03-24 12:18:362024-07-22 11:06:30Patomak Experts Discuss the SEC’s Proposed Climate Disclosure Rule
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1000
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Paul Atkins
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Paul Atkins2022-03-22 22:30:042024-08-02 10:27:22SEC Proposes Rules on Climate Disclosures
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1000
1600
Laura Magyar
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Laura Magyar2022-02-28 12:16:542024-07-22 11:28:52BlockFi Settlement Shows SEC Applying Old Rules to Crypto
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1000
1600
Joanna Fields
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Joanna Fields2021-08-30 11:02:042024-07-22 11:33:13Options Market Participants Face New Regulatory Inquiries; Tried and True Remedies Are the Solution
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1000
1600
Patomak Global Partners
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Patomak Global Partners2021-08-19 12:10:202024-07-22 11:39:39Patomak Comment Letter on the Financial Stability Board Consultation Report Regarding Policy Proposals to Enhance Money Market Fund Resilience
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1000
1600
Patomak Global Partners
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Patomak Global Partners2021-07-27 17:26:062024-07-22 11:44:10Roll Call: Lawmakers’ Crypto Focus Strengthens Voice of SEC’s Peirce
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1000
1600
Jamila Piracci
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Jamila Piracci2021-07-27 10:15:282024-07-22 11:48:14ESG Developments
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1000
1600
Joanna Fields
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Joanna Fields2021-07-26 17:53:252024-07-22 11:51:15Strategic Compliance Assessments Turn Fire Hoses Into Straws
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1000
1600
Paul Atkins
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Paul Atkins2021-06-10 17:36:152024-07-22 11:58:51Prepared Remarks of Paul S. Atkins at the SEC Investor Advisory Committee
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993
2560
Laura Magyar
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Laura Magyar2025-10-14 09:51:032025-10-14 09:54:59Spoofing Enforcement Cases and Steps to Protect Your Firm
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1427
2560
Mona Elliot
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Mona Elliot2025-05-19 13:30:482025-05-19 18:02:04Fed Withdrawal of Guidance Marks Milestone for Banks’ Future Crypto Activity
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1704
2560
Laura Magyar
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Laura Magyar2025-05-05 15:16:552025-07-14 16:10:09Key Takeaways from SEC Crypto Task Force Custody Roundtable
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1000
1600
Malin Phelan
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Malin Phelan2024-06-24 16:25:462024-07-22 10:53:25Navigating the SEC Approval Process: Key Strategies for Ethereum ETP Applicants
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1000
1600
Malin Phelan
https://patomak.com/wp-content/uploads/2022/12/PGP-Header-Logo-Stacked.png
Malin Phelan2024-02-14 11:45:502024-07-22 10:55:19SEC Adopts Exchange Act Rules 3a5-4 and 3a44-2 – Dealer Registration Requirements
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1000
1600
Malin Phelan
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Malin Phelan2024-01-24 14:24:542024-07-22 10:56:11SEC Security-Based Swap Dealer Exam Observations Focus on Trade Reporting and Other Areas
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1000
1600
Malin Phelan
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Malin Phelan2023-08-31 13:30:302024-07-22 10:57:57AML Compliance Continues to be an SEC Priority
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1000
1600
Malin Phelan
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Malin Phelan2023-08-28 14:06:592024-07-22 10:58:07SEC Adopts New Cybersecurity Disclosure Requirements for Public Companies
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1000
1600
Malin Phelan
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Malin Phelan2023-07-24 11:00:212024-07-22 10:59:14SEC Set to Finalize Rules on Outsourcing by Registered Investment Advisers and Potentially Move Further Into Internet-Based RIA Ecosystem
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1000
1600
Malin Phelan
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Malin Phelan2023-05-17 10:48:492024-07-22 10:59:57SEC Increases Oversight of Registered Investment Advisers
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1000
1600
Malin Phelan
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Malin Phelan2023-05-16 07:42:272024-07-22 11:00:02SEC Adopts Additional Disclosure Requirements for Private Funds
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600
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Malin Phelan
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Malin Phelan2022-11-22 15:29:152024-07-22 11:03:21The Curious Case of the Hidden FAQ
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1000
1600
Malin Phelan
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Malin Phelan2022-08-09 15:38:572024-07-22 11:04:54SEC Seems Set on Blocking Spot Bitcoin ETPs
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1000
1600
Malin Phelan
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Malin Phelan2022-07-13 11:48:252024-07-22 11:05:25Paul Atkins and Paul Ray discuss the SEC’s Climate Rule in the Wall Street Journal
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1000
1600
Malin Phelan
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Malin Phelan2022-04-01 14:26:052024-07-22 11:06:26Paul Atkins says new SEC Crypto Accounting Bulletin is Proof Agency has more Work to Do
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1000
1600
Malin Phelan
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Malin Phelan2022-03-24 12:18:362024-07-22 11:06:30Patomak Experts Discuss the SEC’s Proposed Climate Disclosure Rule
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1000
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Paul Atkins
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Paul Atkins2022-03-22 22:30:042024-08-02 10:27:22SEC Proposes Rules on Climate Disclosures
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Laura Magyar
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Laura Magyar2022-02-28 12:16:542024-07-22 11:28:52BlockFi Settlement Shows SEC Applying Old Rules to Crypto
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1000
1600
Joanna Fields
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Joanna Fields2021-08-30 11:02:042024-07-22 11:33:13Options Market Participants Face New Regulatory Inquiries; Tried and True Remedies Are the Solution
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1000
1600
Patomak Global Partners
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Patomak Global Partners2021-08-19 12:10:202024-07-22 11:39:39Patomak Comment Letter on the Financial Stability Board Consultation Report Regarding Policy Proposals to Enhance Money Market Fund Resilience
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1000
1600
Patomak Global Partners
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Patomak Global Partners2021-07-27 17:26:062024-07-22 11:44:10Roll Call: Lawmakers’ Crypto Focus Strengthens Voice of SEC’s Peirce
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1000
1600
Jamila Piracci
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Jamila Piracci2021-07-27 10:15:282024-07-22 11:48:14ESG Developments
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1000
1600
Joanna Fields
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Joanna Fields2021-07-26 17:53:252024-07-22 11:51:15Strategic Compliance Assessments Turn Fire Hoses Into Straws
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1000
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Paul Atkins
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Paul Atkins2021-06-10 17:36:152024-07-22 11:58:51Prepared Remarks of Paul S. Atkins at the SEC Investor Advisory Committee
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993
2560
Laura Magyar
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Laura Magyar2025-10-14 09:51:032025-10-14 09:54:59Spoofing Enforcement Cases and Steps to Protect Your Firm
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1427
2560
Mona Elliot
https://patomak.com/wp-content/uploads/2022/12/PGP-Header-Logo-Stacked.png
Mona Elliot2025-05-19 13:30:482025-05-19 18:02:04Fed Withdrawal of Guidance Marks Milestone for Banks’ Future Crypto Activity
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1704
2560
Laura Magyar
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Laura Magyar2025-05-05 15:16:552025-07-14 16:10:09Key Takeaways from SEC Crypto Task Force Custody Roundtable
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1000
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Malin Phelan
https://patomak.com/wp-content/uploads/2022/12/PGP-Header-Logo-Stacked.png
Malin Phelan2024-06-24 16:25:462024-07-22 10:53:25Navigating the SEC Approval Process: Key Strategies for Ethereum ETP Applicants
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1000
1600
Malin Phelan
https://patomak.com/wp-content/uploads/2022/12/PGP-Header-Logo-Stacked.png
Malin Phelan2024-02-14 11:45:502024-07-22 10:55:19SEC Adopts Exchange Act Rules 3a5-4 and 3a44-2 – Dealer Registration Requirements
https://patomak.com/wp-content/uploads/2024/01/january-24-2024.png
1000
1600
Malin Phelan
https://patomak.com/wp-content/uploads/2022/12/PGP-Header-Logo-Stacked.png
Malin Phelan2024-01-24 14:24:542024-07-22 10:56:11SEC Security-Based Swap Dealer Exam Observations Focus on Trade Reporting and Other Areas
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1000
1600
Malin Phelan
https://patomak.com/wp-content/uploads/2022/12/PGP-Header-Logo-Stacked.png
Malin Phelan2023-08-31 13:30:302024-07-22 10:57:57AML Compliance Continues to be an SEC Priority
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1000
1600
Malin Phelan
https://patomak.com/wp-content/uploads/2022/12/PGP-Header-Logo-Stacked.png
Malin Phelan2023-08-28 14:06:592024-07-22 10:58:07SEC Adopts New Cybersecurity Disclosure Requirements for Public Companies
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1000
1600
Malin Phelan
https://patomak.com/wp-content/uploads/2022/12/PGP-Header-Logo-Stacked.png
Malin Phelan2023-07-24 11:00:212024-07-22 10:59:14SEC Set to Finalize Rules on Outsourcing by Registered Investment Advisers and Potentially Move Further Into Internet-Based RIA Ecosystem
https://patomak.com/wp-content/uploads/2023/05/may-17-2023.png
1000
1600
Malin Phelan
https://patomak.com/wp-content/uploads/2022/12/PGP-Header-Logo-Stacked.png
Malin Phelan2023-05-17 10:48:492024-07-22 10:59:57SEC Increases Oversight of Registered Investment Advisers
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1000
1600
Malin Phelan
https://patomak.com/wp-content/uploads/2022/12/PGP-Header-Logo-Stacked.png
Malin Phelan2023-05-16 07:42:272024-07-22 11:00:02SEC Adopts Additional Disclosure Requirements for Private Funds
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Malin Phelan
https://patomak.com/wp-content/uploads/2022/12/PGP-Header-Logo-Stacked.png
Malin Phelan2022-11-22 15:29:152024-07-22 11:03:21The Curious Case of the Hidden FAQ
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1000
1600
Malin Phelan
https://patomak.com/wp-content/uploads/2022/12/PGP-Header-Logo-Stacked.png
Malin Phelan2022-08-09 15:38:572024-07-22 11:04:54SEC Seems Set on Blocking Spot Bitcoin ETPs
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1000
1600
Malin Phelan
https://patomak.com/wp-content/uploads/2022/12/PGP-Header-Logo-Stacked.png
Malin Phelan2022-07-13 11:48:252024-07-22 11:05:25Paul Atkins and Paul Ray discuss the SEC’s Climate Rule in the Wall Street Journal
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1000
1600
Malin Phelan
https://patomak.com/wp-content/uploads/2022/12/PGP-Header-Logo-Stacked.png
Malin Phelan2022-04-01 14:26:052024-07-22 11:06:26Paul Atkins says new SEC Crypto Accounting Bulletin is Proof Agency has more Work to Do
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1000
1600
Malin Phelan
https://patomak.com/wp-content/uploads/2022/12/PGP-Header-Logo-Stacked.png
Malin Phelan2022-03-24 12:18:362024-07-22 11:06:30Patomak Experts Discuss the SEC’s Proposed Climate Disclosure Rule
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1000
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Paul Atkins
https://patomak.com/wp-content/uploads/2022/12/PGP-Header-Logo-Stacked.png
Paul Atkins2022-03-22 22:30:042024-08-02 10:27:22SEC Proposes Rules on Climate Disclosures
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1000
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Laura Magyar
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Laura Magyar2022-02-28 12:16:542024-07-22 11:28:52BlockFi Settlement Shows SEC Applying Old Rules to Crypto
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1000
1600
Joanna Fields
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Joanna Fields2021-08-30 11:02:042024-07-22 11:33:13Options Market Participants Face New Regulatory Inquiries; Tried and True Remedies Are the Solution
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Paul Atkins2021-06-10 17:36:152024-07-22 11:58:51Prepared Remarks of Paul S. Atkins at the SEC Investor Advisory CommitteeProgress Starts with a Good Conversation
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