The Curious Case of the Hidden FAQ

SEC staff issued an FAQ regarding consideration of diversity, equity, and inclusion factors by investment advisers when selecting or recommending other investment advisers in compliance with an adviser’s fiduciary duty. The FAQ raises more questions than answers. On...

read more

Paul Atkins at The SEC Speaks 2022

From September 8 - 9, the Practicising Law Institute (PLI), in cooperation with the U.S. Securities and Exchange Commission (SEC), will host The SEC Speaks program. This two-day event provides essential updates on the current initiatives and priorities of the SEC....

read more
X