Insights: Derivatives

CFTC Enforcement Takes Aim at Position Limit Violations

Derivatives Robert Lulgjuraj, Tim Brown Risk Management & Compliance

IMX Health: The First CFTC-Approved Healthcare Derivatives Market

Derivatives Isabelle Allesi, Jill Sommers

NFA Highlights Common Compliance Deficiencies for Swap Dealer Members

Derivatives Leon Kamenev, Tim Brown, Sudhir Jain, Joshua Kuntz

CFTC Seeks Comments on AI Usage and Risks in Derivatives Markets

Derivatives Wilson Friestad, Sudhir Jain

CFTC Proposes Amendments to Reporting Requirements Including a 37% Increase in the Number of Reportable Fields

Derivatives Anne Montminy, Tim Brown, Sudhir Jain, Jill Sommers, Mark Wetjen

Digital Assets, Market Integrity, and Market Transparency Highlight the CFTC’s Enforcement Focus from FY2023

Derivatives, Digital Assets Tim Brown, Sudhir Jain, Cole Reynolds

Firms Need to Weigh in on CFTC Notice of Proposed Rulemaking for Risk Management Requirements

Derivatives Tim Brown, Sudhir Jain, Joshua Kuntz

CFTC Reminds Non-U.S. Swap Dealers of Annual Report Requirements in Newly Issued Advisory

Derivatives Anika Horowitz, Sudhir Jain

Swap Dealers Face Further Enforcement Orders in 2022

Derivatives Sudhir Jain, Jamila Piracci, Jill Sommers

CFTC Foreshadows Future Action in Carbon Markets

Derivatives Jamila Piracci

Patomak Team Supports FalconX as First Cryptocurrency-focused Swap Dealer with the CFTC

Derivatives Patomak Global Partners

Four Take-Aways from CFTC Year-End Enforcement

Derivatives Sudhir Jain, Jamila Piracci

It Is Wiser to Find Out Than Suppose . . . Sometimes

Derivatives Jamila Piracci, Tim Tian

Options Market Participants Face New Regulatory Inquiries; Tried and True Remedies Are the Solution

Derivatives, Securities Joanna Fields

CFTC Enforcement Takes Aim at Position Limit Violations

Derivatives Robert Lulgjuraj, Tim Brown Risk Management & Compliance

IMX Health: The First CFTC-Approved Healthcare Derivatives Market

Derivatives Isabelle Allesi, Jill Sommers

NFA Highlights Common Compliance Deficiencies for Swap Dealer Members

Derivatives Leon Kamenev, Tim Brown, Sudhir Jain, Joshua Kuntz

CFTC Seeks Comments on AI Usage and Risks in Derivatives Markets

Derivatives Wilson Friestad, Sudhir Jain

CFTC Proposes Amendments to Reporting Requirements Including a 37% Increase in the Number of Reportable Fields

Derivatives Anne Montminy, Tim Brown, Sudhir Jain, Jill Sommers, Mark Wetjen

Digital Assets, Market Integrity, and Market Transparency Highlight the CFTC’s Enforcement Focus from FY2023

Derivatives, Digital Assets Tim Brown, Sudhir Jain, Cole Reynolds

Firms Need to Weigh in on CFTC Notice of Proposed Rulemaking for Risk Management Requirements

Derivatives Tim Brown, Sudhir Jain, Joshua Kuntz

CFTC Reminds Non-U.S. Swap Dealers of Annual Report Requirements in Newly Issued Advisory

Derivatives Anika Horowitz, Sudhir Jain

Swap Dealers Face Further Enforcement Orders in 2022

Derivatives Sudhir Jain, Jamila Piracci, Jill Sommers

CFTC Foreshadows Future Action in Carbon Markets

Derivatives Jamila Piracci

Patomak Team Supports FalconX as First Cryptocurrency-focused Swap Dealer with the CFTC

Derivatives Patomak Global Partners

Four Take-Aways from CFTC Year-End Enforcement

Derivatives Sudhir Jain, Jamila Piracci

It Is Wiser to Find Out Than Suppose . . . Sometimes

Derivatives Jamila Piracci, Tim Tian

Options Market Participants Face New Regulatory Inquiries; Tried and True Remedies Are the Solution

Derivatives, Securities Joanna Fields

CFTC Enforcement Takes Aim at Position Limit Violations

Derivatives Robert Lulgjuraj, Tim Brown Risk Management & Compliance

IMX Health: The First CFTC-Approved Healthcare Derivatives Market

Derivatives Isabelle Allesi, Jill Sommers

NFA Highlights Common Compliance Deficiencies for Swap Dealer Members

Derivatives Leon Kamenev, Tim Brown, Sudhir Jain, Joshua Kuntz

CFTC Seeks Comments on AI Usage and Risks in Derivatives Markets

Derivatives Wilson Friestad, Sudhir Jain

CFTC Proposes Amendments to Reporting Requirements Including a 37% Increase in the Number of Reportable Fields

Derivatives Anne Montminy, Tim Brown, Sudhir Jain, Jill Sommers, Mark Wetjen

Digital Assets, Market Integrity, and Market Transparency Highlight the CFTC’s Enforcement Focus from FY2023

Derivatives, Digital Assets Tim Brown, Sudhir Jain, Cole Reynolds

Firms Need to Weigh in on CFTC Notice of Proposed Rulemaking for Risk Management Requirements

Derivatives Tim Brown, Sudhir Jain, Joshua Kuntz

CFTC Reminds Non-U.S. Swap Dealers of Annual Report Requirements in Newly Issued Advisory

Derivatives Anika Horowitz, Sudhir Jain

Swap Dealers Face Further Enforcement Orders in 2022

Derivatives Sudhir Jain, Jamila Piracci, Jill Sommers

CFTC Foreshadows Future Action in Carbon Markets

Derivatives Jamila Piracci

Patomak Team Supports FalconX as First Cryptocurrency-focused Swap Dealer with the CFTC

Derivatives Patomak Global Partners

Four Take-Aways from CFTC Year-End Enforcement

Derivatives Sudhir Jain, Jamila Piracci

It Is Wiser to Find Out Than Suppose . . . Sometimes

Derivatives Jamila Piracci, Tim Tian

Options Market Participants Face New Regulatory Inquiries; Tried and True Remedies Are the Solution

Derivatives, Securities Joanna Fields

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