Insights: Derivatives

SBSD De Minimis Threshold Phase-In: Potential Relief Ahead, but Firms Should Prepare for All Scenarios

Derivatives Pamela Geraghty, Petar Lovric Risk Management & Compliance, Strategy & Advisory

Pamela Geraghty Joins the CFTC Observer Podcast

Derivatives, News Patomak Global Partners Strategy & Advisory

Patomak Team Supports PrizePicks as First Sports Entertainment-Focused Futures Commission Merchant with the CFTC and NFA

Derivatives, News Patomak Global Partners

CFTC Eases SDR Error Notification Requirements With New No-Action Relief

Derivatives Anne Montminy, Sudhir Jain Risk Management & Compliance, Strategy & Advisory

The Future of U.S. Crypto Regulation: Analyzing the CLARITY Act and the RFIA

Derivatives, Digital Assets Harper Swope, Kathy Casey, Sudhir Jain Risk Management & Compliance, Strategy & Advisory

CFTC Enforcement Takes Aim at Position Limit Violations

Derivatives Robert Lulgjuraj, Tim Brown Risk Management & Compliance

IMX Health: The First CFTC-Approved Healthcare Derivatives Market

Derivatives Isabelle Allesi, Jill Sommers

NFA Highlights Common Compliance Deficiencies for Swap Dealer Members

Derivatives Leon Kamenev, Tim Brown, Sudhir Jain, Joshua Kuntz

CFTC Seeks Comments on AI Usage and Risks in Derivatives Markets

Derivatives Wilson Friestad, Sudhir Jain

CFTC Proposes Amendments to Reporting Requirements Including a 37% Increase in the Number of Reportable Fields

Derivatives Anne Montminy, Tim Brown, Sudhir Jain, Jill Sommers, Mark Wetjen

Digital Assets, Market Integrity, and Market Transparency Highlight the CFTC’s Enforcement Focus from FY2023

Derivatives, Digital Assets Tim Brown, Sudhir Jain, Cole Reynolds

Firms Need to Weigh in on CFTC Notice of Proposed Rulemaking for Risk Management Requirements

Derivatives Tim Brown, Sudhir Jain, Joshua Kuntz

CFTC Reminds Non-U.S. Swap Dealers of Annual Report Requirements in Newly Issued Advisory

Derivatives Anika Horowitz, Sudhir Jain

Swap Dealers Face Further Enforcement Orders in 2022

Derivatives Sudhir Jain, Jamila Piracci, Jill Sommers

CFTC Foreshadows Future Action in Carbon Markets

Derivatives Jamila Piracci

Patomak Team Supports FalconX as First Cryptocurrency-focused Swap Dealer with the CFTC

Derivatives Patomak Global Partners

Four Take-Aways from CFTC Year-End Enforcement

Derivatives Sudhir Jain, Jamila Piracci

It Is Wiser to Find Out Than Suppose . . . Sometimes

Derivatives Jamila Piracci, Tim Tian

Options Market Participants Face New Regulatory Inquiries; Tried and True Remedies Are the Solution

Derivatives, Securities Joanna Fields

SBSD De Minimis Threshold Phase-In: Potential Relief Ahead, but Firms Should Prepare for All Scenarios

Derivatives Pamela Geraghty, Petar Lovric Risk Management & Compliance, Strategy & Advisory

Pamela Geraghty Joins the CFTC Observer Podcast

Derivatives, News Patomak Global Partners Strategy & Advisory

Patomak Team Supports PrizePicks as First Sports Entertainment-Focused Futures Commission Merchant with the CFTC and NFA

Derivatives, News Patomak Global Partners

CFTC Eases SDR Error Notification Requirements With New No-Action Relief

Derivatives Anne Montminy, Sudhir Jain Risk Management & Compliance, Strategy & Advisory

The Future of U.S. Crypto Regulation: Analyzing the CLARITY Act and the RFIA

Derivatives, Digital Assets Harper Swope, Kathy Casey, Sudhir Jain Risk Management & Compliance, Strategy & Advisory

CFTC Enforcement Takes Aim at Position Limit Violations

Derivatives Robert Lulgjuraj, Tim Brown Risk Management & Compliance

IMX Health: The First CFTC-Approved Healthcare Derivatives Market

Derivatives Isabelle Allesi, Jill Sommers

NFA Highlights Common Compliance Deficiencies for Swap Dealer Members

Derivatives Leon Kamenev, Tim Brown, Sudhir Jain, Joshua Kuntz

CFTC Seeks Comments on AI Usage and Risks in Derivatives Markets

Derivatives Wilson Friestad, Sudhir Jain

CFTC Proposes Amendments to Reporting Requirements Including a 37% Increase in the Number of Reportable Fields

Derivatives Anne Montminy, Tim Brown, Sudhir Jain, Jill Sommers, Mark Wetjen

Digital Assets, Market Integrity, and Market Transparency Highlight the CFTC’s Enforcement Focus from FY2023

Derivatives, Digital Assets Tim Brown, Sudhir Jain, Cole Reynolds

Firms Need to Weigh in on CFTC Notice of Proposed Rulemaking for Risk Management Requirements

Derivatives Tim Brown, Sudhir Jain, Joshua Kuntz

CFTC Reminds Non-U.S. Swap Dealers of Annual Report Requirements in Newly Issued Advisory

Derivatives Anika Horowitz, Sudhir Jain

Swap Dealers Face Further Enforcement Orders in 2022

Derivatives Sudhir Jain, Jamila Piracci, Jill Sommers

CFTC Foreshadows Future Action in Carbon Markets

Derivatives Jamila Piracci

Patomak Team Supports FalconX as First Cryptocurrency-focused Swap Dealer with the CFTC

Derivatives Patomak Global Partners

Four Take-Aways from CFTC Year-End Enforcement

Derivatives Sudhir Jain, Jamila Piracci

It Is Wiser to Find Out Than Suppose . . . Sometimes

Derivatives Jamila Piracci, Tim Tian

Options Market Participants Face New Regulatory Inquiries; Tried and True Remedies Are the Solution

Derivatives, Securities Joanna Fields

SBSD De Minimis Threshold Phase-In: Potential Relief Ahead, but Firms Should Prepare for All Scenarios

Derivatives Pamela Geraghty, Petar Lovric Risk Management & Compliance, Strategy & Advisory

Pamela Geraghty Joins the CFTC Observer Podcast

Derivatives, News Patomak Global Partners Strategy & Advisory

Patomak Team Supports PrizePicks as First Sports Entertainment-Focused Futures Commission Merchant with the CFTC and NFA

Derivatives, News Patomak Global Partners

CFTC Eases SDR Error Notification Requirements With New No-Action Relief

Derivatives Anne Montminy, Sudhir Jain Risk Management & Compliance, Strategy & Advisory

The Future of U.S. Crypto Regulation: Analyzing the CLARITY Act and the RFIA

Derivatives, Digital Assets Harper Swope, Kathy Casey, Sudhir Jain Risk Management & Compliance, Strategy & Advisory

CFTC Enforcement Takes Aim at Position Limit Violations

Derivatives Robert Lulgjuraj, Tim Brown Risk Management & Compliance

IMX Health: The First CFTC-Approved Healthcare Derivatives Market

Derivatives Isabelle Allesi, Jill Sommers

NFA Highlights Common Compliance Deficiencies for Swap Dealer Members

Derivatives Leon Kamenev, Tim Brown, Sudhir Jain, Joshua Kuntz

CFTC Seeks Comments on AI Usage and Risks in Derivatives Markets

Derivatives Wilson Friestad, Sudhir Jain

CFTC Proposes Amendments to Reporting Requirements Including a 37% Increase in the Number of Reportable Fields

Derivatives Anne Montminy, Tim Brown, Sudhir Jain, Jill Sommers, Mark Wetjen

Digital Assets, Market Integrity, and Market Transparency Highlight the CFTC’s Enforcement Focus from FY2023

Derivatives, Digital Assets Tim Brown, Sudhir Jain, Cole Reynolds

Firms Need to Weigh in on CFTC Notice of Proposed Rulemaking for Risk Management Requirements

Derivatives Tim Brown, Sudhir Jain, Joshua Kuntz

CFTC Reminds Non-U.S. Swap Dealers of Annual Report Requirements in Newly Issued Advisory

Derivatives Anika Horowitz, Sudhir Jain

Swap Dealers Face Further Enforcement Orders in 2022

Derivatives Sudhir Jain, Jamila Piracci, Jill Sommers

CFTC Foreshadows Future Action in Carbon Markets

Derivatives Jamila Piracci

Patomak Team Supports FalconX as First Cryptocurrency-focused Swap Dealer with the CFTC

Derivatives Patomak Global Partners

Four Take-Aways from CFTC Year-End Enforcement

Derivatives Sudhir Jain, Jamila Piracci

It Is Wiser to Find Out Than Suppose . . . Sometimes

Derivatives Jamila Piracci, Tim Tian

Options Market Participants Face New Regulatory Inquiries; Tried and True Remedies Are the Solution

Derivatives, Securities Joanna Fields

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